Options broker

Results: 182



#Item
131United States securities law / Investment / Chicago Board Options Exchange / 73rd United States Congress / Stock market / Economy of the United States / Securities Exchange Act / Floor broker / Order / Financial economics / United States Securities and Exchange Commission / Financial markets

SECURITIES AND EXHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2004-12-27 15:06:27
132Financial system / Stock market / Financial services / Chicago Board Options Exchange / Floor broker / Broker-dealer / Market maker / Order / Securities Exchange Act / Financial markets / Financial economics / Investment

Microsoft Word[removed]for pdf.doc

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Source URL: www.sec.gov

Language: English - Date: 2006-12-01 11:56:19
133Stock market / Financial system / Financial markets / Chicago Board Options Exchange / Order / Securities Exchange Act / Broker-dealer / Financial economics / Investment / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]May 13, 2004 Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving a Proposed Rule Change and Notice of F

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Source URL: www.sec.gov

Language: English - Date: 2004-05-13 14:50:51
134United States securities law / Options Clearing Corporation / 73rd United States Congress / United States Securities and Exchange Commission / Securities Exchange Act / Broker-dealer / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]March 21, 2006 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Propose

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Language: English - Date: 2006-03-29 16:24:35
135Finance / Financial markets / Stock market / Regulation NMS / Broker-dealer / Securities Exchange Act / Order / Net capital rule / Financial economics / United States Securities and Exchange Commission / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]January 4, 2013 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change to Address the A

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Source URL: www.sec.gov

Language: English - Date: 2013-01-06 15:31:27
136Finance / Options Price Reporting Authority / National market system plan / Broker-dealer / U.S. Securities and Exchange Commission / Securities Exchange Act / Commodity Futures Trading Commission / Futures contract / Investment Advisers Act / Financial markets / Financial economics / Financial system

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2012-06-19 08:59:51
137Stock market / United States Securities and Exchange Commission / Financial markets / Order / Futures contract / Routing / Broker-dealer / Securities Exchange Act / Chicago Stock Exchange / Financial economics / Investment / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]November 19, 2012 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Proposed Rule Change to Address Authority t

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Source URL: www.sec.gov

Language: English - Date: 2012-11-20 13:51:31
138Finance / Self-regulatory organizations / Financial markets / United States Securities and Exchange Commission / Chicago Board Options Exchange / Securities Exchange Act / International Securities Exchange / Order / Options broker / Stock market / Financial economics / Investment

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Definition of Professional and Require that

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Source URL: www.sec.gov

Language: English - Date: 2011-10-07 14:52:22
139Financial system / Securities Exchange Act / Short / Broker-dealer / Fee / Market maker / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]November 5, 2013 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2013-11-06 10:52:43
140Finance / Stock market / Market maker / Order / Exchange-traded fund / Flash trading / Broker-dealer / Options Clearing Corporation / Financial economics / Financial markets / Investment

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Schedule of Fees

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Source URL: www.sec.gov

Language: English - Date: 2013-08-15 17:32:24
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